Compliance Analyst

Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer – Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s global compliance program.

Requirements

• 1-5 years of investment advisory or broker-dealer compliance experience
• Bachelor's degree required
• Experience with equity and fixed-income securities products preferred; familiarity of futures, commodities, currencies, and derivatives is a plus
• Collaborative team player with a strong work ethic and high integrity
• Excellent interpersonal and communication skills; able to interact effectively with all levels of management
• Strong analytical skills and attention to detail; ability to manage multiple priorities

Benefits

• Paid time off
• Medical/dental/vision insurance
• Retirement
• Life insurance
• Discretionary bonus