Compliance Analyst

Neuberger is seeking an Analyst to join the Compliance Team in New York. The primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s global compliance program.

Requirements

• 1-5 years of investment advisory or broker-dealer compliance experience
• Bachelor's degree required
• Experience with equity and fixed-income securities products preferred; familiarity of futures, commodities, currencies, and derivatives is a plus
• Collaborative team player with a strong work ethic and high integrity
• Excellent interpersonal and communication skills; able to interact effectively with all levels of management
• Strong analytical skills and attention to detail; ability to manage multiple priorities

Benefits

• Paid time off
• Medical/dental/vision insurance
• Retirement
• Life insurance
• Other benefits