Compliance and Supervision Junior Officer

Finalis is building the largest investment banking platform in the world. We are a fully-remote company that provides a white-labeled regulatory affiliation and compliance back-office solution for securities brokers. Join us in disrupting the securities industry for good.

Requirements

• Support the development, enhancement, and implementation of policies and procedures across the organization.
• Translate regulatory requirements and business strategy into structured policies that mitigate risk and support customer experience, profitability, and scalability.
• Maintain alignment between regulatory obligations, internal documentation, product functionality, and operational workflows.

Benefits

• 100% Remote work
• Competitive USD salary
• High-Speed Internet expenses allowance
• Generous Paid time-off (Vacation Time!)
• Additional 17 Flex Days
• People Team Partner
• Buddy Program
• Virtual After-Office Activities
• Diverse Culture & Inclusive environment