Compliance Officer

We are looking for a Compliance Officer to join our Branch Examination team. As a Compliance Officer, you will conduct onsite and/or remote examinations of CIRO dealer business locations, prepare pre-visit audit materials, and communicate audit results. This is a hybrid role, requiring supervisor registration.

Requirements

• University Degree related to finance and securities
• Successful completion of requisite courses
• 3 to 5 years of compliance supervision experience
• Sound knowledge of the rules and regulations governing the securities industry
• Proficient in Microsoft Outlook, Excel and Word

Benefits

• Competitive compensation package
• Excellent health, dental and insurance benefits
• Generous vacation time
• Fitness benefit
• Parental leave top-up options
• Matching contributions to our retirement program
• Commitment to the continuous improvement of our staff through learning & development and an education assistance program
• Regular social events