Senior Compliance Associate, Product
AltruistSan Francisco, California, United States • California, United States • Dallas, Texas, United States
Posted October 6, 2025
107000 - 153000 USD year
Full Time
About the Company
Altruist is a leading fintech platform for RIAs, offering intuitive software solutions for account opening, trading, reporting, billing, and over 22 integrations. We empower advisors to grow client-centric practices with responsive service, lower fees, and more time for advising. Since our launch in 2018, Altruist has become the third-largest custodian by advisors served, trusted by nearly 5,000 professionals to safeguard client assets.
Job Description
Altruist is seeking a Senior Compliance Associate to join their Compliance team, helping to shape product and marketing compliance while supporting broader regulatory initiatives. This role involves ensuring products and communications remain compliant with SEC and FINRA rules, and providing support for overall regulatory tasks. The company emphasizes a diverse and inclusive workplace.
Requirements
- 5+ years of hands-on compliance experience at a broker-dealer
- Strong knowledge of FINRA and SEC rules
- B.A. / B.S. degree in a relevant field
- Series 7 and Series 24 licenses
Benefits
- Hybrid work schedule
- Competitive pay
- Equity
- Premium healthcare
- Dental
- Vision insurance
- 401k savings plan
- Employee mobility program
- Annual L&D budget
- Wellness programs
- Company perks