Senior Compliance Associate, Product
AltruistDallas, Texas, United States • California, United States • San Francisco, California, United States
Posted October 6, 2025
90000 - 130000 USD year
Full Time
About the Company
Altruist is a leading fintech platform for RIAs, offering intuitive software solutions for account opening, trading, reporting, billing, and over 22 integrations. We empower advisors to grow client-centric practices with responsive service, lower fees, and more time for advising. Since our launch in 2018, Altruist has become the third-largest custodian by advisors served, trusted by nearly 5,000 professionals to safeguard client assets.
Job Description
Altruist is seeking a Senior Compliance Associate to join their Compliance team. This role focuses on shaping product and marketing compliance within their firm, supporting broader regulatory initiatives, and ensuring product and communications remain compliant with SEC and FINRA rules. The role requires expertise in product and marketing compliance, and involves collaboration with cross-functional teams.
Requirements
- 5+ years of hands-on compliance experience at a broker-dealer
- Experience in a fintech environment
- Strong knowledge of FINRA and SEC rules
- S.E.S. and S.24 licenses (Series 7 & 24)
Benefits
- Hybrid work schedule
- Amenities-filled office spaces
- Competitive pay
- Equity
- Premium healthcare
- Dental
- Vision insurance
- 401k savings plan
- Paid parental leave
- Professional development
- Wellness programs
- Financial guidance program
- Stock Options (ISOs)