Compliance Analyst – WFG & TFA
TransamericaCedar Rapids, Iowa, United States • Denver, Colorado, United States • Baltimore, Maryland, United States • Philadelphia, Pennsylvania, United States
Posted November 13, 2025
50000 - 60000 USD year
Full Time
About the Company
Transamerica is a financial services company that helps people create financial freedom to live life on their terms.
Job Description
Assist in mitigating legal exposure/risk to the WFG & TFA organizations by enforcing company policies, procedures, and regulatory requirements.
Requirements
- Review WFG & TFA policies and procedures
- Analyze processes, services, and products for compliance
- Compile information for reporting
- Update and maintain policies, procedures, and files
- Coordinate regulatory examinations
- Gather information for regulatory and internal examinations
- Review provided information for completeness and accuracy
- Assist in identifying root causes of adverse findings and suggesting opportunities for enhancements
- Support review and response to customer complaints and regulatory inquiries
Benefits
- Competitive Pay
- Bonus for Eligible Employees
- Pension Plan
- 401k Match
- Employee Stock Purchase Plan
- Tuition Reimbursement
- Disability Insurance
- Medical Insurance
- Dental Insurance
- Vision Insurance
- Employee Discounts
- Career Training & Development Opportunities
- Paid Time Off
- Ten paid holidays per year
- Be Well Company holistic wellness program
- Parental Leave
- Adoption Assistance
- Employee Assistance Program
- College Coach Program
- Back-Up Care Program
- PTO for Volunteer Hours
- Employee Matching Gifts Program
- Employee Resource Groups
- Inclusion and Diversity Programs
- Employee Recognition Program
- Referral Bonus Programs