Join a purpose-driven team in a high-performing culture to work as a Senior Analyst in the Financial Intelligence Unit. Assist in detecting and reporting suspicious activities in accordance with US federal and state statutes/regulations.
Requirements
- Review alerts or exceptions generated by transaction monitoring system or other internal and external sources.
- Document alerts and exceptions investigations using Google, WorldCheck, Internal Databases and other available sources.
- Provide guidance and instruction to other FIU analysts as needed.
- Work in conjunction with the FIU and Compliance team in NY/Dallas and Canada where necessary to identify, investigate, and escalate transactions that represent unusual or potentially suspicious activity.
- Liaise with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure that the profiles are consistent with current account activity.
- Obtain any additional information needed to gain a better understanding of a customer or transactional activity via Requests for Information (“RFIs”).
- Document AML Cases and supporting documentation in ORACLE case management system.
- Maintain a log of Suspicious Activity to evidence investigate activity, disposition, and reasons for conclusions.
- Prepare recommendations for disposition of cases and draft SAR reports for filing with FinCEN.
- Keep abreast of regulatory changes, industry best practices and potentially suspicious patterns of activity and recommend changes to rules, parameters and thresholds maintained within internal systems to ensure its continued effectiveness.
- Assist in preparing MIS AML Monitoring Reports.
- Assist as needed in the UAT testing related to case management system or monitoring rules enhancements.
- Using the established procedures report system, data or monitoring rules issues to the appropriate parties for timely resolutions.
Benefits
- Flexible benefit programs to support family, financial, physical, mental, and social health needs.
