Associate Consultant, Compliance Surveillance (MI Reporting)

The Associate Consultant plays a critical role in driving operational excellence, managing risk, and supporting data integrity across compliance and surveillance processes.

Requirements

• Bachelor’s degree in Business, Finance, Compliance, or related field.
• At least 3 years of compliance/risk management/regulatory experience, with a focus on electronic communication and trade surveillance tools and utilities;
• Experience in Compliance with any financial institution;
• Strong analytical and problem-solving skills;
• Proficiency in data management and reporting tools (Power BI, SQL, SnowFlake, Python, Tableau, etc.)
• Excellent communication and collaboration abilities.
• Any relevant financial certifications is a plus.