Man Group is seeking a Marketing Compliance Officer to coordinate with various teams to review and approve communications, ensure compliance with regulatory guidelines, and maintain records of approved materials.
Requirements
- 3+ years of marketing compliance experience in an asset management firm
- Current Series 7 and 24 licenses
- Proficient in the rules and requirements of the Investment Advisers Act of 1940 as it relates to marketing and advertising
- Proficient in the rules and requirements of FINRA and the Securities Act of 1934 as it relates to communications with the public
- Self-motivated with strong organizational, writing and communication skills
- Ability to work in a busy environment and multi-task both in an independent, self-directed manner and also as part of a team
- Detailed oriented and effective research skills
- Ability to learn new systems
Benefits
- Competitive holiday entitlements
- Pension/401k
- Life and long-term disability coverage
- Group sick pay
- Enhanced parental leave
- Long-service leave
- Private medical coverage
- Discounted gym membership options
- Pet insurance
