Compliance Officer - Vice President
iCapitalChiyoda, Japan
Posted October 27, 2025
Full Time
About the Company
iCapital is a leading provider of technology solutions for alternative investments, offering a comprehensive platform for education, transactions, data management, and analytics. With over $880 billion in global volume activity, iCapital's secure operating system automates private market investing processes and integrates seamlessly with clients' existing systems. The company serves financial advisors, wealth managers, and asset managers worldwide, providing unparalleled access to alternative assets, structured investments, and annuities.
Job Description
iCapital is seeking an experienced Compliance Officer to lead the application process for Type I and Type II financial services licenses in Japan. This role will be crucial in ensuring regulatory compliance and managing potential risks for the firm and its clients in Japan, handling responsibilities from application to ongoing monitoring. The position involves collaboration with senior management and global entities.
Requirements
- 5+ years of experience of senior legal, compliance, operations and regulatory experience with a financial entity regulated by the FSA
- Adaptable and entrepreneurial
- In-depth knowledge of cross-border regulations
- Fluent Japanese
- Fluent English
- Strong communication skills
