Lead, Broker Dealer Compliance
GeminiNew York, New York, United States • Maryland, United States • Pennsylvania, United States
Posted October 2, 2025
112000 - 160000 USD year
Full Time
About the Company
Gemini Trust Company, LLC (Gemini) is a leading cryptocurrency exchange and custodian founded in 2015 by Cameron and Tyler Winklevoss. The company specializes in buying, selling, staking, and securely storing digital assets like Bitcoin and Ethereum while adhering to strict fiduciary obligations and banking compliance standards. Gemini's commitment to regulatory adherence and high security makes it a distinctive player in the cryptocurrency industry.
Job Description
Gemini is seeking a dynamic Lead Broker-Dealer Compliance professional to lead their program in New York City. This role involves overseeing the development and maintenance of the compliance program, ensuring adherence to SEC and FINRA rules, and providing advisory services to the broker-dealer business. The ideal candidate will have a strong understanding of securities regulation, supervisory activities, and digital assets.
Requirements
- BA/BS degree
- Active FINRA Series 7, 63, 24 Licenses
- 8+ years of securities and regulatory compliance advisory experience
- Deep expertise in broker-dealer operations and a regulatory framework
- Strong understanding of FINRA and SEC Compliance Requirements, specifically Regulation ATS
- Authorization to work in the United States and fluency in English
Benefits
- Competitive starting salary
- Discretionary annual bonus
- Long-term incentive in the form of a new hire equity grant
- Comprehensive health plans
- 401K with company matching
- Paid Parental Leave
- Flexible time off
