Crestline Investors, Inc. is seeking a detail-oriented Compliance Analyst / Associate to support day-to-day compliance operations across the firm.
Requirements
- Perform daily reviews of employee trading activity, personal brokerage accounts, gifts and entertainment, and policy attestations
- Track, maintain, and organize compliance-related data, certifications, filings, and communications
- Monitor firm-wide compliance inboxes, triage requests, and ensure timely follow-up and escalation of issues
- Assist with the review of marketing materials and support responses to investor due diligence questionnaires and other compliance-related inquiries
- Support the preparation and submission of regulatory filings and assist with ongoing documentation maintenance
- Participate in internal compliance testing, surveillance, and monitoring activities
- Help organize and maintain compliance training materials, policy updates, and internal communications
- Work closely with legal, operations, and other internal teams to support compliance initiatives and ensure consistent application of policies and procedures
- Stay informed of regulatory developments, compliance best practices, and evolving industry standards through ongoing training and professional development
Benefits
- Paid Time Off
- 401k Matching
- Retirement Plan
