The Senior Officer - Client Account Analyst - Private Bank is a developing professional role that deals with complex problems independently. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Requires attention to detail and developed communication and diplomacy skills.
Requirements
- Perform pre-screening and initial due diligence of Prospect
- Provide initial review and comment for Banker to review and provide the go-ahead to proceed with the new client onboarding
- Create client and KYC profiling in system based on the client information and documentation from Banker
- Perform name screening and enhanced due diligence as required by policy
- Assist Banker to present clarification to KYC QA and AML Compliance to dispose the potential name screening hit or negative news
- Discuss with KYC QA and AML Compliance to agree on the profiling approach for any complicated case to avoid any wasted effort and unnecessary KYC rejection
- Advise Banker to seek exception approvals for documentation deficiencies as necessary
- Final review and update of client and KYC profiling before Banker submits in system for KYC approvals with all the supporting documentations and exception approvals as necessary
- Support any clarification from KYC QA and/or AML Compliance. Work with Banker for any further clarification required from Client
- Update client and KYC profiling based on rejection rationale and corrective actions. Resubmit for KYC approvals
