Investment Funds & Securities Counsel - Margin Lending / Prime Brokerage

Axiom is seeking an Investment Funds & Securities Lawyer to support client engagements in asset management, financial services, and investment advisory sectors. The successful candidate will provide comprehensive legal support for registered funds and investment products, including guidance on new Margin Lending rules, trading agreements, and regulatory compliance.

Requirements

• JD or equivalent with active bar membership in good standing
• 4–15 years of experience advising on ETFs, mutual funds, private funds, or investment products
• Documented experience with new Margin Lending rules
• Experience with trading agreements, underwriting, and 33/34 Act compliance
• Familiarity with prime brokerage agreements, including fixed income and synthetic prime arrangements

Benefits

• Health benefits
• 401k
• Professional development tools and resources
• Learning and development programs