We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. This role requires a deep understanding of commercial banking regulations, enterprise risk management, and leadership skills to guide the first line of defense and collaborate across functional areas.
Requirements
- Support the Bank's compliance with all applicable federal, state, and local banking regulations and other relevant regulatory frameworks
- Monitor and analyze changes in regulations and ensure the Bank's policies and procedures are updated accordingly
- Provide guidance and interpretation of regulations to internal stakeholders, ensuring that all departments are aware of their compliance obligations
- Assist with the development of content of compliance training programs for employees, management, and the board of directors
- Oversee the complaint management program and lead research and response of regulatory-related complaints, including responses to regulatory agencies
- Support the execution of the bank’s compliance risk assessments to identify potential areas of compliance vulnerability and risk, and develop corrective action plans for resolution
- Ensure that all compliance-related documentation, including policies and procedures, is accurate, up-to-date, and readily accessible
- Mentor and develop junior compliance team members, fostering a culture of continuous improvement and professional growth
- Work closely with other departments, including Legal, Risk Management, Internal Audit, and Infrastructure groups, to ensure a coordinated approach to compliance across the bank
- Serve as a subject matter expert on compliance-related issues, providing advice and support to business units on the development and implementation of compliant processes and procedures
- Participate in strategic planning initiatives, providing compliance insights to support the bank's growth and operational goals
- Lead investigations into compliance violations or breaches, ensuring timely and thorough resolution of issues
- Monitor industry trends, best practices, and regulatory developments to proactively enhance the bank's compliance program
- Drive continuous improvement initiatives to streamline compliance processes, reduce risk, and increase efficiency
- Regular contact with industry professionals to discuss and benchmark similar risks, processes and issues
Benefits
- Medical, Dental, Vision, Health Savings Account, Life Insurance, Disability, and Other Insurance Plans
- Paid Time Off (including Sick Leave, Parental Leave and Vacation)
- Holidays
- 401(k)
- Other special perks reserved for our team members
